Compliance Director


FX and Brokerage

Germany, Dusseldorf

Full Time

€125,000 – €150,000


Compliance Director

  • Understanding, maintaining awareness of and ensuring compliance with both AML and compliance regulatory requirements including local and EU laws, international and industry standards and best practices.
  • Serving as the primary contact person for prosecution authorities: the Financial Intelligence Unit (Zentralstelle für Verdachtsmeldungen) of the Federal Criminal Police Office (Bundeskriminalamt, BKA), and other competent authorities
  • Coordinating, monitoring and advising on both AML and compliance policy, business AML and compliance programs, local AML and compliance procedures, and other applicable compliance requirements
  • Keeping up to date with EMIR and MIFID regulatory developments, technical standards and industry solutions
  • Drafting and applying a WpHG-conform policy for employee trading of products traded on the firm’s platforms and beyond. Maintain individual files of transaction copies from employees


For more information, contact or 0207 648 6982.

Click to connect with Laura on Linkedin.

Compliance, AML, Germany

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