Compliance Manager – Permanent – Asset Manager



Asset Management

London, City of London

Perm, 40pw

£50,000 – 60,000


Compliance Manager



  • Review regulatory, legislative and business documents to develop, update and embed Compliance and Conduct Risk policies
  • Ensure collation and analysis of relevant MI and compliance information
  • Develop and maintain peer relationships within the businesses, stakeholders and related departments
  • Take responsibility for allocated compliance projects


  • Good analytical skills and industry awareness
  • Good knowledge of retail and wholesale compliance in an asset management
  • Proactive and confident Compliance professional with over 3 years’ experience
  • Industry qualifications are not essential, although would be preferred


For more information, contact or 0207 648 6919.

Click on the image to connect with Lee on Linkedin.



Compliance, Asset Management, Investment Management

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