Compliance Manager – Permanent – Asset Manager

03/01/2020

36892

Asset Management

London, City of London

Perm, 40pw

£50,000 – £60,000

 

Compliance Manager

 

RESPONSIBILITIES
•

  • Review regulatory, legislative and business documents to develop, update and embed Compliance and Conduct Risk policies
  • Ensure collation and analysis of relevant MI and compliance information
  • Develop and maintain peer relationships within the businesses, stakeholders and related departments
  • Take responsibility for allocated compliance projects

REQUIREMENTS

  • Good analytical skills and industry awareness
  • Good knowledge of retail and wholesale compliance in an asset management
  • Proactive and confident Compliance professional with over 3 years’ experience•
  • Industry qualifications are not essential, although would be preferred

 

For more information, contact James.Thompson@eximius.com or 01182 149 233.

Click on the images to connect with James on Linkedin.

 

 

Compliance, Asset Management, Advisory, Investment Management

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